Tong, Josephine Lai Chun 唐麗椿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Huarong International Securities Limited | Rep | Advising on corporate finance | 2004-01-10 | |
| 2 | Huarong International Securities Limited | Rep | Advising on securities | 2004-01-10 | |
| 3 | Huarong International Securities Limited | Rep | Asset management | 2004-01-10 | |
| 4 | Huarong International Securities Limited | Rep | Automated trading services | 2004-01-10 | |
| 5 | Huarong International Securities Limited | Rep | Dealing in securities | 2005-05-04 | |
| 6 | STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2009-02-10 | 2009-04-27 |
| 7 | Hong Kong Securities (International) Company Limited | Rep | Dealing in securities | 2011-05-03 | 2011-06-30 |
| 8 | Beijing Securities Limited | Rep | Dealing in securities | 2012-11-15 | 2013-09-06 |
| 9 | Huarong International Securities Limited | RO | Advising on securities | 2005-09-27 | 2008-10-26 |
| 10 | Huarong International Securities Limited | RO | Dealing in securities | 2005-05-04 | 2008-10-26 |
| 11 | Telecom King Securities Limited | RO | Dealing in securities | 2010-07-29 | 2011-04-01 |
| 12 | Public Securities Limited | RO | Dealing in securities | 2011-12-12 | 2012-03-01 |
| 13 | RaffAello Securities (HK) Limited | RO | Dealing in securities | 2012-03-29 | 2012-07-16 |
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