Waring, Thomas Douglas Tremayne
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | First Sentier Investors (Hong Kong) Limited | RO | Advising on corporate finance | 2005-03-11 | RO | Advising on securities | 2006-08-31 | RO | Asset management | 2006-08-31 | RO | Dealing in securities | 2006-08-31 |
| 2 | FIRST STATE (HONG KONG) LLC | RO | Advising on corporate finance | 2005-03-11 | RO | Advising on securities | 2006-08-31 | RO | Asset management | 2006-08-31 |
| 3 | orientiert International Markets Limited | Rep | Advising on securities | 2007-03-14 | 2007-04-20 | Rep | Asset management | 2007-03-14 | 2007-04-20 | RO | Advising on securities | 2007-04-20 | 2008-04-18 | RO | Asset management | 2007-04-20 | 2008-04-18 | RO | Dealing in securities | 2007-06-29 | 2008-04-18 |
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