Fok, Wai Ming (SFC:AAK163) 霍偉明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Advising on securities | 2003-10-29 | Rep | Asset management | 2003-10-29 | Rep | Automated trading services | 2003-10-29 | Rep | Advising on corporate finance | 2003-12-31 | Rep | Dealing in securities | 2003-12-31 |
| 2 | HUNG SING SECURITIES LIMITED | Rep | Dealing in securities | 2004-01-14 | 2004-10-06 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-05-18 | 2011-06-01 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-10-06 | 2011-06-01 |
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