Duffy, Thomas James (SFC:AAK183)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FRANKLIN TEMPLETON INSTITUTIONAL ASIA LIMITED | RO | Advising on corporate finance | 2005-01-07 | RO | Advising on securities | 2005-01-07 | RO | Asset management | 2005-01-11 |
2 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | RO | Asset management | 2005-01-20 | 2005-07-22 |
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