Leung, Sdentent Wai Chuen 梁偉泉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bay Area Capital Partners Limited | RO | Advising on securities | 2022-07-27 | RO | Asset management | 2022-07-27 |
| 2 | China Jianxin Financial Services Limited | RO | Dealing in securities | 2009-11-18 | 2012-11-16 | RO | Advising on securities | 2010-05-10 | 2012-11-16 |
| 3 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2013-04-12 | 2013-07-12 | RO | Dealing in futures contracts | 2013-07-12 | 2014-08-31 |
| 4 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2013-04-12 | 2014-08-31 |
| 5 | GET NICE ASSET MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2004-12-07 | Rep | Advising on securities | 2004-12-07 | Rep | Asset management | 2009-11-14 |
| 6 | GET NICE FUTURES COMPANY LIMITED | RO | Asset management | 2004-11-25 | RO | Advising on futures contracts | 2009-11-14 | RO | Dealing in futures contracts | 2009-11-14 |
| 7 | GET NICE SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-11-25 | Rep | Asset management | 2005-12-07 | Rep | Advising on securities | 2009-11-14 | Rep | Dealing in securities | 2009-11-14 |
| 8 | Glory Sun Securities Limited | RO | Dealing in futures contracts | 2012-12-04 | 2013-04-01 | RO | Dealing in securities | 2012-12-04 | 2013-04-01 |
| 9 | HF Asset Management Limited (HK) | RO | Asset management | 2015-03-03 | 2017-04-12 |
| 10 | HF Securities and Futures Limited | Rep | Dealing in futures contracts | 2016-10-28 | 2016-12-29 | Rep | Dealing in securities | 2016-10-28 | 2017-04-12 | RO | Dealing in futures contracts | 2016-12-29 | 2017-04-12 |
| 11 | MANGO FINANCIAL LIMITED | Rep | Dealing in securities | 2014-10-17 | 2014-11-25 | RO | Dealing in securities | 2014-11-25 | 2015-01-20 |
| 12 | Nobo Capital Management (Hong Kong) Limited | RO | Advising on securities | 2020-08-17 | 2021-04-01 | RO | Asset management | 2020-08-17 | 2021-04-01 |
| 13 | VI ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2017-04-20 | 2019-10-24 | RO | Asset management | 2017-04-20 | 2019-10-24 | RO | Dealing in securities | 2017-04-20 | 2019-10-24 |
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