Wu, Arthur (SFC:AAM302) 吳沛德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Holdings Company Limited | Rep | Dealing in securities | 2006-02-01 | 2008-03-03 | Rep | Dealing in futures contracts | 2006-03-01 | 2008-03-03 |
| 2 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2007-09-12 | 2009-01-01 | Rep | Dealing in securities | 2007-09-12 | 2009-01-01 |
| 3 | China Reserve Securities Limited | Rep | Dealing in securities | 2005-02-17 | 2006-01-13 |
| 4 | CSC FUTURES (HK) LIMITED | Rep | Advising on futures contracts | 2003-08-08 | Rep | Asset management | 2003-08-08 | Rep | Dealing in futures contracts | 2003-08-11 |
| 5 | CSC SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-08-08 | Rep | Advising on securities | 2003-08-08 | Rep | Asset management | 2003-08-08 | Rep | Automated trading services | 2003-08-08 | Rep | Dealing in securities | 2003-08-11 |
| 6 | Cynosure Asset Management Hong Kong Limited | RO | Advising on securities | 2010-05-18 | 2011-04-26 | RO | Dealing in securities | 2010-05-18 | 2011-04-26 | RO | Asset management | 2010-08-04 | 2011-04-26 |
| 7 | VC BROKERAGE LIMITED | Rep | Dealing in securities | 2003-09-22 | 2005-02-16 |
| 8 | VC FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-09-22 | 2005-02-16 |
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