Tsui, Yau Wan 徐幼雲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Advising on securities | 2016-01-20 | 2016-11-30 | Rep | Dealing in securities | 2016-01-20 | 2016-11-30 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2006-10-31 | 2011-04-21 |
| 3 | MEGABASE SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-06-02 | Rep | Advising on securities | 2003-06-02 | Rep | Asset management | 2003-06-02 | Rep | Dealing in securities | 2003-06-02 |
| 4 | Polaris Capital (Asia) Limited | Rep | Dealing in securities | 2003-09-03 | 2006-09-01 |
| 5 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2011-10-26 | 2013-06-08 |
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