Wu, Tsz Yee 胡子宜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EVOLUTION ASIA INVESTMENTS LIMITED | Rep | Advising on corporate finance | 2003-07-21 | 2005-07-14 | Rep | Dealing in securities | 2003-07-21 | 2005-07-14 |
| 2 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on securities | 2006-12-04 | 2007-10-02 | Rep | Dealing in securities | 2006-12-04 | 2007-10-02 | Rep | Asset management | 2007-04-02 | 2007-10-02 |
| 3 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-07-18 | Rep | Advising on securities | 2003-07-18 | Rep | Asset management | 2003-07-18 |
| 4 | SOUTH CHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-07-18 | Rep | Advising on securities | 2003-07-18 | Rep | Asset management | 2003-07-18 | Rep | Automated trading services | 2003-07-18 | Rep | Dealing in securities | 2003-07-18 |
| 5 | VEDA CAPITAL LIMITED (HK) | Rep | Advising on corporate finance | 2008-12-30 | 2009-12-31 |
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