Chu, Wai Man (SFC:AAV481) 朱維民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KARL THOMSON FINANCE LIMITED | Rep | Securities margin financing | 2008-08-04 | |
| 2 | KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Advising on futures contracts | 2004-05-10 | Rep | Asset management | 2004-05-10 | Rep | Dealing in futures contracts | 2008-08-04 |
| 3 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2004-05-10 | Rep | Advising on securities | 2004-05-10 | Rep | Asset management | 2004-05-10 | Rep | Automated trading services | 2004-05-10 | Rep | Dealing in securities | 2008-08-04 |
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