Kong, Raymond Chiu San 江朝新
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Austen Capital Management Limited | Rep | Advising on securities | 2015-08-06 | 2015-09-09 | Rep | Asset management | 2015-08-06 | 2015-09-09 | RO | Advising on securities | 2015-09-09 | 2016-12-15 | RO | Asset management | 2015-09-09 | 2016-12-15 |
| 2 | BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2018-09-06 | 2018-10-04 | RO | Advising on corporate finance | 2018-10-04 | RO | Asset management | 2020-04-23 | RO | Advising on securities | 2020-09-22 |
| 3 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2003-09-08 | 2003-09-10 | RO | Dealing in futures contracts | 2003-09-10 | 2004-06-16 | RO | Dealing in futures contracts | 2006-09-19 | 2008-05-20 |
| 4 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2003-09-08 | 2004-01-08 | RO | Dealing in futures contracts | 2003-12-29 | 2004-06-16 | RO | Dealing in securities | 2004-01-08 | 2004-06-16 | Rep | Dealing in securities | 2006-08-22 | 2006-09-19 | RO | Dealing in futures contracts | 2006-09-19 | 2008-05-20 | RO | Dealing in securities | 2006-09-19 | 2008-05-20 |
| 5 | IBTS ASIA (HK) LIMITED | RO | Advising on securities | 2005-11-17 | 2006-04-01 | RO | Dealing in securities | 2005-11-17 | 2006-04-01 | Rep | Dealing in securities | 2011-05-06 | 2011-06-09 | RO | Advising on securities | 2011-06-09 | 2015-06-03 | RO | Dealing in securities | 2011-06-09 | 2015-06-03 |
| 6 | MAGIC COMPASS FUTURES LIMITED | RO | Dealing in futures contracts | 2003-09-08 | |
| 7 | PRESIDENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-04-12 | 2006-08-04 |
| 8 | Prime Cdex Securities Limited | Rep | Advising on corporate finance | 2003-09-08 | Rep | Advising on securities | 2003-09-08 | Rep | Asset management | 2003-09-08 | Rep | Dealing in securities | 2003-09-08 |
| 9 | Public Financial Securities Limited | RO | Dealing in securities | 2004-12-03 | 2005-06-03 |
| 10 | QH Asset Management Company Limited | RO | Advising on securities | 2017-03-22 | 2018-08-31 | RO | Asset management | 2017-03-22 | 2018-08-31 |
| 11 | QH CAPITAL LIMITED | Rep | Advising on securities | 2016-12-16 | 2017-01-20 | RO | Advising on corporate finance | 2017-01-20 | 2018-08-31 | RO | Advising on securities | 2017-01-20 | 2018-08-31 |
| 12 | WINTECH SECURITIES LIMITED | Rep | Dealing in securities | 2008-05-26 | 2011-05-01 |
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