Lai, Pik Kwan 黎璧君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CVP Securities Limited | Rep | Dealing in securities | 2014-04-17 | 2015-11-05 |
| 2 | Legg Mason Asset Management Hong Kong Limited | Rep | Asset management | 2008-02-19 | 2011-05-20 | Rep | Dealing in securities | 2008-02-19 | 2011-05-20 |
| 3 | Legg Mason International Equities (Hong Kong) Limited | Rep | Asset management | 2008-02-19 | 2011-05-20 | Rep | Dealing in securities | 2008-02-19 | 2011-05-20 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2005-06-13 | 2008-02-11 | Rep | Automated trading services | 2006-11-16 | 2008-02-11 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2005-06-13 | 2008-02-11 | Rep | Automated trading services | 2006-11-16 | 2008-02-11 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2006-11-16 | 2008-02-11 |
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