Chan, Kwok Ping 陳國平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HANG SENG FUTURES LIMITED | RO | Advising on futures contracts | 2005-02-01 | RO | Asset management | 2005-02-01 | RO | Dealing in futures contracts | 2005-02-01 |
| 2 | HANG SENG INVESTMENT MANAGEMENT LIMITED | RO | Advising on corporate finance | 2003-11-15 | RO | Advising on futures contracts | 2005-02-01 | RO | Advising on securities | 2005-02-01 | RO | Asset management | 2005-02-01 | RO | Dealing in securities | 2005-02-01 | Rep | Advising on futures contracts | 2007-05-09 | 2008-01-01 | Rep | Advising on securities | 2007-05-09 | 2008-01-01 | Rep | Asset management | 2007-05-09 | 2008-01-01 | Rep | Dealing in securities | 2007-05-09 | 2008-01-01 |
| 3 | HANG SENG INVESTMENT SERVICES LIMITED | RO | Advising on corporate finance | 2003-11-15 | RO | Asset management | 2004-12-03 | RO | Advising on securities | 2005-02-01 |
| 4 | HANG SENG SECURITIES LIMITED | RO | Advising on corporate finance | 2003-11-15 | RO | Automated trading services | 2003-11-15 | RO | Asset management | 2004-05-07 | RO | Advising on securities | 2005-02-01 | RO | Dealing in securities | 2005-02-01 |
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