Lee, Ka Yin 李嘉賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Waton Securities International Limited | Rep | Advising on corporate finance | 2004-12-07 | |
| 2 | Waton Securities International Limited | Rep | Advising on securities | 2004-12-07 | |
| 3 | Waton Securities International Limited | Rep | Asset management | 2004-12-07 | |
| 4 | Waton Securities International Limited | Rep | Dealing in securities | 2004-12-29 | |
| 5 | Waton Securities International Limited | Rep | Dealing in securities | 2006-06-07 | 2006-07-31 |
| 6 | BOCOM International Securities Limited | Rep | Dealing in securities | 2012-01-20 | 2024-02-16 |
| 7 | Waton Securities International Limited | RO | Dealing in securities | 2004-12-29 | 2006-06-07 |
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