Chow, Ka Man 周家文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ACU ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-11-20 | 2021-01-28 | RO | Asset management | 2021-01-28 | 2021-03-19 |
| 2 | ACU SECURITIES LIMITED | Rep | Advising on securities | 2020-11-20 | 2021-01-28 | Rep | Dealing in securities | 2020-11-20 | 2021-01-28 | RO | Advising on securities | 2021-01-28 | 2021-03-21 | RO | Dealing in securities | 2021-01-28 | 2021-03-21 |
| 3 | Beijing Securities Limited | Rep | Dealing in securities | 2010-10-04 | 2010-10-22 | RO | Dealing in securities | 2010-10-22 | 2011-06-01 | RO | Dealing in futures contracts | 2011-03-14 | 2011-06-01 |
| 4 | CF ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2020-03-25 | 2020-03-31 | Rep | Asset management | 2020-03-25 | 2020-03-31 | RO | Advising on securities | 2020-03-31 | 2020-04-30 | RO | Asset management | 2020-03-31 | 2020-04-30 |
| 5 | CF SECURITIES LIMITED | Rep | Dealing in securities | 2020-03-25 | 2020-03-31 | RO | Dealing in securities | 2020-03-31 | 2020-04-30 |
| 6 | CHEONG LEE SECURITIES LIMITED | RO | Dealing in securities | 2007-08-07 | 2008-04-07 | RO | Advising on securities | 2007-08-25 | 2008-04-07 |
| 7 | CORNERSTONE SECURITIES LIMITED | RO | Dealing in securities | 2016-06-13 | 2016-08-23 |
| 8 | Futu Securities International (HONG KONG) Limited | RO | Dealing in securities | 2012-10-04 | 2013-06-30 |
| 9 | Future Growth Financial Services Limited | RO | Dealing in futures contracts | 2010-04-08 | 2010-10-01 | RO | Dealing in securities | 2010-04-08 | 2010-10-01 |
| 10 | GET NICE FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2004-11-11 | 2005-09-28 | Rep | Dealing in futures contracts | 2004-11-11 | 2005-09-28 |
| 11 | GET NICE SECURITIES LIMITED | Rep | Advising on securities | 2004-11-11 | 2005-09-28 | Rep | Dealing in securities | 2004-11-11 | 2005-09-28 |
| 12 | GOLDLINK ASSET MANAGEMENT (ASIA) LIMITED | RO | Advising on securities | 2017-03-13 | 2020-01-29 | RO | Asset management | 2017-03-13 | 2020-01-29 |
| 13 | GOLDLINK CAPITAL (CORPORATE FINANCE) LIMITED | Rep | Advising on corporate finance | 2019-02-13 | 2020-01-29 |
| 14 | GOLDLINK SECURITIES LIMITED | Rep | Dealing in securities | 2016-08-25 | 2016-11-01 | RO | Dealing in securities | 2016-11-01 | 2020-01-29 |
| 15 | Hongkong Rich & Fortune Securities Co., Limited | Rep | Advising on securities | 2021-05-05 | 2021-06-30 | Rep | Dealing in securities | 2021-05-05 | 2021-06-30 |
| 16 | Leo Asset Management Limited | RO | Advising on securities | 2021-11-16 | 2022-01-03 | RO | Asset management | 2021-11-16 | 2022-01-03 |
| 17 | MAGIC COMPASS SECURITIES LIMITED | RO | Dealing in securities | 2011-10-12 | 2012-09-01 |
| 18 | Major Asset Management Limited | Rep | Advising on securities | 2020-06-02 | 2020-07-16 | Rep | Asset management | 2020-06-02 | 2020-07-16 | Rep | Dealing in securities | 2020-06-02 | 2020-07-16 | RO | Advising on securities | 2020-07-16 | 2020-10-29 | RO | Asset management | 2020-07-16 | 2020-10-29 | RO | Dealing in securities | 2020-07-16 | 2020-10-29 |
| 19 | NEW TREND FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-07-18 | 2006-08-21 | RO | Dealing in futures contracts | 2006-08-21 | 2007-01-16 | Rep | Dealing in futures contracts | 2007-03-21 | 2007-03-21 |
| 20 | OKACHI (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2005-10-04 | 2006-06-26 |
| 21 | OKACHI INVESTMENTS (HK) COMPANY LIMITED | Rep | Dealing in securities | 2005-10-04 | 2006-06-26 |
| 22 | Open Securities Limited | RO | Dealing in securities | 2007-03-21 | 2007-07-24 |
| 23 | SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | RO | Dealing in futures contracts | 2008-09-19 | 2009-08-25 |
| 24 | TFI Securities and Futures Limited | RO | Dealing in futures contracts | 2014-12-22 | 2015-06-30 | RO | Dealing in securities | 2014-12-22 | 2015-06-30 |
| 25 | TIANDA ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-07-22 | 2014-12-20 |
| 26 | TIANDA SECURITIES LIMITED | Rep | Dealing in futures contracts | 2014-01-02 | 2014-01-27 | Rep | Dealing in securities | 2014-01-02 | 2014-01-27 | RO | Dealing in futures contracts | 2014-01-27 | 2014-12-20 | RO | Dealing in securities | 2014-01-27 | 2014-12-20 |
| 27 | Yuen Meta (International) Securities Limited | RO | Dealing in securities | 2021-11-16 | 2022-01-03 |
| 28 | ZH SECURITIES LIMITED | RO | Advising on securities | 2023-03-03 | RO | Asset management | 2023-03-03 | RO | Dealing in securities | 2023-03-03 | RO | Dealing in futures contracts | 2024-02-16 |
| 29 | Zhongpu International Futures CO., Limited | Rep | Dealing in futures contracts | 2022-01-07 | 2022-02-07 | Rep | Dealing in securities | 2022-01-07 | 2022-02-07 | RO | Dealing in futures contracts | 2022-02-07 | 2022-09-07 | RO | Dealing in securities | 2022-02-07 | 2022-09-07 |
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