Chau, Siu Nin 周兆年
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Broadway Wealth Management Limited | Rep | Advising on corporate finance | 2003-12-15 | |
| 2 | Broadway Wealth Management Limited | Rep | Asset management | 2003-12-15 | |
| 3 | Broadway Wealth Management Limited | Rep | Advising on securities | 2005-04-14 | |
| 4 | BMI FUNDS MANAGEMENT LIMITED | Rep | Advising on securities | 2005-04-14 | 2006-11-20 |
| 5 | BMI FUNDS MANAGEMENT LIMITED | Rep | Asset management | 2005-04-25 | 2006-11-20 |
| 6 | Broadway Wealth Management Limited | Rep | Advising on securities | 2009-12-17 | 2010-06-15 |
| 7 | Broadway Wealth Management Limited | Rep | Asset management | 2009-12-17 | 2010-06-15 |
| 8 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2013-07-25 | 2022-05-05 |
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