Wu, Walter Chi Keung 鄔智強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXIAL CAPITAL MANAGEMENT LIMITED | RO | Asset management | 2012-04-26 | 2013-11-13 |
| 2 | FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED | RO | Advising on futures contracts | 2007-10-31 | 2008-02-01 |
| 3 | ICBC Asset Management (Global) Company Limited | Rep | Advising on futures contracts | 2008-08-12 | 2008-10-28 | Rep | Advising on securities | 2008-08-12 | 2008-10-28 | Rep | Asset management | 2008-08-12 | 2008-10-28 | RO | Advising on futures contracts | 2008-10-28 | 2011-07-29 | RO | Advising on securities | 2008-10-28 | 2011-07-29 | RO | Asset management | 2008-10-28 | 2011-07-29 |
| 4 | PACIFIC HAWK (HK) LIMITED | RO | Advising on securities | 2020-09-22 | 2021-04-06 | RO | Asset management | 2020-09-22 | 2021-04-06 | RO | Advising on securities | 2022-04-01 | RO | Asset management | 2022-04-01 |
| 5 | TC Investment Management (Asia) Limited | RO | Advising on corporate finance | 2005-07-25 | RO | Advising on futures contracts | 2008-02-01 | RO | Advising on securities | 2008-02-01 | RO | Asset management | 2008-02-01 | RO | Dealing in securities | 2008-02-01 |
| 6 | YUN HAI ASSET MANAGEMENT LIMITED | RO | Asset management | 2016-12-02 | 2019-07-16 |
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