Wu, Walter Chi Keung 鄔智強

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 ICBC Asset Management (Global) Company Limited Rep Advising on futures contracts 2008-08-12 2008-10-28
2 ICBC Asset Management (Global) Company Limited Rep Advising on securities 2008-08-12 2008-10-28
3 ICBC Asset Management (Global) Company Limited Rep Asset management 2008-08-12 2008-10-28
4 TC Investment Management (Asia) Limited RO Advising on corporate finance 2005-07-25
5 TC Investment Management (Asia) Limited RO Advising on futures contracts 2008-02-01
6 FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED RO Advising on futures contracts 2007-10-31 2008-02-01
7 ICBC Asset Management (Global) Company Limited RO Advising on futures contracts 2008-10-28 2011-07-29
8 TC Investment Management (Asia) Limited RO Advising on securities 2008-02-01
9 ICBC Asset Management (Global) Company Limited RO Advising on securities 2008-10-28 2011-07-29
10 PACIFIC HAWK (HK) LIMITED RO Advising on securities 2020-09-22 2021-04-06
11 PACIFIC HAWK (HK) LIMITED RO Advising on securities 2022-04-01
12 TC Investment Management (Asia) Limited RO Asset management 2008-02-01
13 ICBC Asset Management (Global) Company Limited RO Asset management 2008-10-28 2011-07-29
14 AXIAL CAPITAL MANAGEMENT LIMITED RO Asset management 2012-04-26 2013-11-13
15 YUN HAI ASSET MANAGEMENT LIMITED RO Asset management 2016-12-02 2019-07-16
16 PACIFIC HAWK (HK) LIMITED RO Asset management 2020-09-22 2021-04-06
17 PACIFIC HAWK (HK) LIMITED RO Asset management 2022-04-01
18 TC Investment Management (Asia) Limited RO Dealing in securities 2008-02-01

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