Ushiyama, Masaharu 牛山政治
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Sun Life Financial Asia Services Limited | Rep | Advising on securities | 2004-08-27 | 2006-03-16 |
2 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2006-04-03 | 2006-07-14 |
3 | YF Life Investors Limited | Rep | Advising on securities | 2006-08-08 | 2009-04-01 |
4 | HFS ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2009-04-09 | 2010-05-01 |
5 | SIMPSON FINANCIAL LIMITED (HK) | Rep | Advising on securities | 2013-04-08 | 2015-12-18 |
6 | HFS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2009-05-08 | 2010-05-01 |
7 | SIMPSON FINANCIAL LIMITED (HK) | Rep | Asset management | 2013-04-08 | 2015-12-18 |
8 | ASSET MANAGEMENT GROUP LIMITED | Rep | Asset management | 2017-03-14 | 2019-09-25 |
9 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2003-09-10 | |
10 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-09-10 | |
11 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-09-10 | |
12 | YF Life Investors Limited | Rep | Dealing in securities | 2006-09-26 | 2009-04-01 |
13 | KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2016-05-16 | 2017-01-17 |
14 | ASSET MANAGEMENT GROUP LIMITED | Rep | Dealing in securities | 2017-03-14 | 2019-09-25 |
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