Lai, Ricky Wai Lam 賴偉霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Future Growth Financial Services Limited | RO | Dealing in futures contracts | 2012-10-03 | 2014-09-10 | RO | Dealing in securities | 2012-10-03 | 2014-09-10 |
| 2 | GRAND CAPITAL ASIA LIMITED | RO | Dealing in securities | 2008-05-13 | 2008-10-06 |
| 3 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2006-08-07 | 2008-04-25 |
| 4 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2006-08-07 | 2008-04-25 |
| 5 | SINO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2003-06-23 | 2005-05-25 | RO | Dealing in securities | 2005-05-25 | 2006-01-03 | Rep | Dealing in securities | 2006-01-03 | 2006-07-28 |
| 6 | Well Link International Securities Limited | Rep | Advising on futures contracts | 2003-06-03 | Rep | Asset management | 2003-06-03 | Rep | Automated trading services | 2003-06-03 | Rep | Dealing in futures contracts | 2005-05-25 | RO | Dealing in futures contracts | 2005-05-25 | 2006-01-03 | Rep | Dealing in futures contracts | 2006-01-03 | 2006-07-28 |
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