Lai, Ricky Wai Lam 賴偉霖

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Well Link International Securities Limited Rep Advising on futures contracts 2003-06-03
2 Well Link International Securities Limited Rep Asset management 2003-06-03
3 Well Link International Securities Limited Rep Automated trading services 2003-06-03
4 Well Link International Securities Limited Rep Dealing in futures contracts 2005-05-25
Well Link International Securities Limited RO 2005-05-25 2006-01-03
Well Link International Securities Limited Rep 2006-01-03 2006-07-28
PRUDENTIAL INDEX TRADING COMPANY LIMITED Rep 2006-08-07 2008-04-25
Future Growth Financial Services Limited RO 2012-10-03 2014-09-10
5 SINO CAPITAL SECURITIES LIMITED Rep Dealing in securities 2003-06-23 2005-05-25
SINO CAPITAL SECURITIES LIMITED RO 2005-05-25 2006-01-03
SINO CAPITAL SECURITIES LIMITED Rep 2006-01-03 2006-07-28
PRUDENTIAL BROKERAGE LIMITED Rep 2006-08-07 2008-04-25
GRAND CAPITAL ASIA LIMITED RO 2008-05-13 2008-10-06
Future Growth Financial Services Limited RO 2012-10-03 2014-09-10

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