Ko, Tai Fun 高泰芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UKFP (Asia) HK Limited | Rep | Advising on corporate finance | 2004-06-28 | |
| 2 | FT Securities Limited | Rep | Advising on futures contracts | 2005-10-28 | 2010-01-06 |
| 3 | UKFP (Asia) HK Limited | Rep | Advising on securities | 2004-06-29 | LLOYDS TSB PACIFIC LIMITED | Rep | 2004-06-29 | 2005-10-04 | FT Securities Limited | Rep | 2005-10-25 | 2010-01-06 | CAIIS Limited | Rep | 2012-05-14 | 2013-12-28 |
| 4 | UKFP (Asia) HK Limited | Rep | Asset management | 2004-06-29 | Bright Fund Management Limited | Rep | 2014-05-21 | 2022-03-31 |
| 5 | FT Securities Limited | Rep | Dealing in futures contracts | 2005-10-28 | 2010-01-06 |
| 6 | UKFP (Asia) HK Limited | Rep | Dealing in securities | 2004-06-29 | LLOYDS TSB PACIFIC LIMITED | Rep | 2004-06-29 | 2005-10-04 | FT Securities Limited | Rep | 2005-10-25 | 2010-06-12 | CAIIS Limited | Rep | 2012-05-14 | 2013-12-28 | Everbright Securities Investment Services (HK) Limited | Rep | 2014-02-25 |
| 7 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2017-03-13 |
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