Tai, Agnes Kit Ying 戴潔瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Asset Management Limited | Rep | Advising on securities | 2022-10-19 | 2022-11-25 | Rep | Asset management | 2022-10-19 | 2022-11-25 | RO | Advising on securities | 2022-11-25 | 2023-04-30 | RO | Asset management | 2022-11-25 | 2023-04-30 |
| 2 | CUPOLA CAPITAL LIMITED | RO | Advising on securities | 2006-12-19 | 2008-06-01 | RO | Asset management | 2006-12-19 | 2008-06-01 |
| 3 | YAOZHI ASSET MANAGEMENT INTERNATIONAL CO., LIMITED | Rep | Advising on securities | 2020-06-09 | 2020-08-03 | Rep | Asset management | 2020-06-09 | 2020-08-03 | RO | Advising on securities | 2020-08-03 | 2022-09-08 | RO | Asset management | 2020-08-03 | 2022-09-08 |
| 4 | YF ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2017-04-18 | 2020-05-27 | Rep | Advising on securities | 2017-04-18 | 2020-05-27 | Rep | Asset management | 2017-04-18 | 2020-05-27 |
| 5 | YF FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-04-18 | 2020-05-27 |
| 6 | YF SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-04-18 | 2020-05-27 |
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