Stiles, Andrew Guy

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CLSA FUTURES LIMITED Rep Dealing in futures contracts 2003-12-09 2008-02-13
2 CLSA LIMITED Rep Dealing in securities 2003-12-09 2008-02-13
3 J.P. MORGAN BROKING (HONG KONG) LIMITED RO Advising on corporate finance 2003-05-27
RO Advising on securities 2003-05-27
RO Asset management 2003-05-27
RO Automated trading services 2003-05-27
RO Dealing in securities 2003-05-27
4 J.P. MORGAN FUTURES HONG KONG LIMITED Rep Advising on futures contracts 2003-05-27
Rep Asset management 2003-05-27
Rep Automated trading services 2003-05-27
Rep Dealing in futures contracts 2003-05-27
5 J.P. MORGAN SECURITIES (FAR EAST) LIMITED RO Advising on corporate finance 2003-05-27
RO Advising on securities 2003-05-27
RO Asset management 2003-05-27
RO Automated trading services 2003-05-27
RO Dealing in securities 2003-05-27
6 SALISBURY SECURITIES LIMITED Rep Dealing in securities 2011-01-03 2013-08-30

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