Lam, Charlie Ka Ki 林家驥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAIIS Limited | Rep | Advising on securities | 2015-02-02 | 2018-02-01 | Rep | Dealing in securities | 2015-02-02 | 2018-02-01 |
| 2 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2008-06-02 | 2009-05-13 | Rep | Asset management | 2008-06-02 | 2009-05-13 | Rep | Dealing in securities | 2008-06-02 | 2009-05-13 |
| 3 | Pixiu Asset Management Limited | Rep | Advising on securities | 2022-08-15 | 2022-09-14 | Rep | Asset management | 2022-08-15 | 2022-09-14 | RO | Advising on securities | 2022-09-14 | RO | Asset management | 2022-09-14 |
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