Thompson, Nicholas James Creer
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | Rep | Advising on corporate finance | 2004-04-01 | Rep | Advising on securities | 2004-04-01 | Rep | Asset management | 2004-04-01 |
| 2 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2022-05-20 | |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2008-08-11 | 2008-11-26 |
| 4 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-07-19 | 2008-11-26 |
| 5 | orientiert International Markets Limited | Rep | Dealing in securities | 2009-03-10 | 2009-10-27 |
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