Leung, Tai Wai (SFC:ABF062) 梁大偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED | Rep | Dealing in securities | 2009-11-23 | 2015-04-23 | RO | Dealing in securities | 2015-04-23 | 2016-10-08 | Rep | Advising on securities | 2016-05-26 | 2016-10-08 | Rep | Asset management | 2016-05-26 | 2016-10-08 |
| 2 | Opus Capital Management Limited | Rep | Asset management | 2018-11-01 | |
| 3 | Opus Securities Limited | Rep | Dealing in securities | 2018-07-03 | 2018-08-21 | RO | Dealing in securities | 2018-08-21 |
| 4 | TFI Securities and Futures Limited | Rep | Dealing in securities | 2016-10-20 | 2016-11-21 | Rep | Dealing in futures contracts | 2016-10-20 | 2018-06-18 | RO | Dealing in securities | 2016-11-21 | 2018-06-18 |
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