Appleton, Christopher David
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FOX-PITT, KELTON (ASIA) LIMITED | RO | Dealing in securities | 2005-06-15 | |
| 2 | FOX-PITT, KELTON (ASIA) LIMITED | RO | Advising on securities | 2003-11-24 | 2005-06-15 |
| 3 | GEOMATRIX (H.K.) LIMITED | Rep | Advising on securities | 2006-03-31 | 2007-01-12 |
| 4 | FAYE CAPITAL LIMITED | RO | Advising on securities | 2007-01-16 | 2009-12-31 |
| 5 | FAYE CAPITAL LIMITED | RO | Asset management | 2008-01-24 | 2009-12-31 |
| 6 | China Value Investment Limited (HK) | Rep | Asset management | 2010-06-30 | 2010-08-23 |
| 7 | China Value Investment Limited (HK) | RO | Asset management | 2010-08-23 | 2010-09-10 |
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