Chan, Desmond Kai Yuen 陳繼元
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCHK Asset Management Limited | Rep | Advising on securities | 2011-05-30 | 2011-08-15 | Rep | Asset management | 2011-05-30 | 2011-08-15 | Rep | Dealing in securities | 2011-05-30 | 2011-08-15 | RO | Advising on securities | 2011-08-15 | 2013-05-01 | RO | Asset management | 2011-08-15 | 2013-05-01 | RO | Dealing in securities | 2011-08-15 | 2013-05-01 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2007-11-19 | 2011-05-16 | Rep | Asset management | 2007-11-19 | 2011-05-16 | Rep | Dealing in securities | 2007-11-19 | 2011-05-16 |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-11-19 | 2011-05-16 |
| 4 | SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2014-11-27 | 2019-07-31 | Rep | Asset management | 2014-11-27 | 2019-07-31 | Rep | Dealing in securities | 2014-11-27 | 2019-07-31 |
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