Tam Cheung, Viola Fung Yi 譚張鳳儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Advising on securities | 2005-06-30 | 2008-07-30 | Rep | Asset management | 2005-06-30 | 2008-07-30 | Rep | Dealing in securities | 2005-07-20 | 2008-07-30 |
| 2 | CHARLES SCHMITT & ASSOCIATES LIMITED | Rep | Advising on securities | 2004-04-01 | 2004-07-22 | Rep | Asset management | 2004-04-01 | 2004-07-22 |
| 3 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on securities | 2008-08-26 | 2009-02-28 | Rep | Dealing in securities | 2008-08-26 | 2009-02-28 | Rep | Asset management | 2008-10-22 | 2009-02-28 |
| 4 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-02-20 | Rep | Advising on securities | 2004-02-20 | Rep | Asset management | 2004-02-20 | Rep | Dealing in securities | 2004-02-20 |
| 5 | SYZ Asset Management (Asia) Limited | Rep | Advising on securities | 2004-08-02 | 2005-06-27 | Rep | Asset management | 2004-08-02 | 2005-06-27 |
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