Ho, Cheuk Yuet (SFC:ABI716) 何綽越
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC FRONTIER CHINA RESEARCH LIMITED | RO | Advising on securities | 2004-03-12 | 2006-02-01 | RO | Dealing in securities | 2004-07-13 | 2006-02-01 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2003-06-02 | 2004-04-23 | Rep | Dealing in securities | 2003-06-02 | 2004-04-23 |
| 3 | PIPER JAFFRAY ASIA SECURITIES LIMITED | RO | Advising on securities | 2008-01-03 | 2009-04-01 | RO | Dealing in securities | 2008-01-03 | 2009-04-01 |
| 4 | Redford Asset Management Limited | RO | Asset management | 2007-01-31 | 2007-11-30 |
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