Chan, Yee Pui 陳以珮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CVP Securities Limited | Rep | Dealing in securities | 2015-12-09 | 2016-01-13 | RO | Dealing in securities | 2016-01-13 | 2017-09-26 |
| 2 | EVERGREEN SECURITIES LIMITED | RO | Dealing in securities | 2021-11-04 | |
| 3 | Huarong International Securities Limited | Rep | Advising on corporate finance | 2004-03-16 | Rep | Advising on securities | 2004-03-16 | Rep | Asset management | 2004-03-16 | Rep | Automated trading services | 2004-03-16 | Rep | Dealing in securities | 2007-12-14 |
| 4 | M SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2008-03-06 | 2015-12-01 |
| 5 | Po Tai Securities (Hong Kong) Limited | RO | Dealing in securities | 2017-10-03 | 2019-05-31 | RO | Advising on securities | 2019-02-19 | 2019-05-31 |
| 6 | Profitech Securities Limited | RO | Dealing in securities | 2019-07-10 | 2020-07-20 |
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