Chan, Stephen Chung Yan 陳中仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Dealing in securities | 2004-01-09 | 2004-10-27 |
| 2 | TUNG TAI SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-06-23 | Rep | Advising on securities | 2003-06-23 | Rep | Asset management | 2003-06-23 | Rep | Dealing in securities | 2003-06-23 | Rep | Automated trading services | 2003-07-03 |
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