Ip, Ki Wai 葉奇衛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JPMorgan Funds (Asia) Limited | Rep | Advising on corporate finance | 2003-10-24 | |
| 2 | JPMorgan Funds (Asia) Limited | Rep | Advising on securities | 2003-10-24 | |
| 3 | JPMorgan Funds (Asia) Limited | Rep | Asset management | 2003-10-24 | |
| 4 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2003-10-27 | |
| 5 | SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) | Rep | Advising on securities | 2005-08-31 | 2008-05-31 |
| 6 | SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) | Rep | Dealing in securities | 2005-08-31 | 2008-05-31 |
| 7 | Black Dragon Asset Management Limited | Rep | Advising on securities | 2023-09-26 | 2023-10-06 |
| 8 | Black Dragon Asset Management Limited | Rep | Asset management | 2023-09-26 | 2023-10-06 |
| 9 | Black Dragon Asset Management Limited | Rep | Dealing in securities | 2023-09-26 | 2023-10-06 |
| 10 | Black Dragon Asset Management Limited | RO | Advising on securities | 2023-10-06 | |
| 11 | Black Dragon Asset Management Limited | RO | Asset management | 2023-10-06 | |
| 12 | Black Dragon Asset Management Limited | RO | Dealing in securities | 2023-10-06 |
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