Squire, James St John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BALLINGAL INVESTMENT ADVISORS LIMITED | Rep | Advising on futures contracts | 2004-09-06 | 2004-09-23 | Rep | Advising on securities | 2004-09-06 | 2004-09-23 | Rep | Asset management | 2004-09-06 | 2004-09-23 | RO | Advising on futures contracts | 2004-09-23 | 2007-06-30 | RO | Advising on securities | 2004-09-23 | 2007-06-30 | RO | Asset management | 2004-09-23 | 2007-06-30 |
| 2 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-08-16 | Rep | Advising on futures contracts | 2004-08-31 | Rep | Advising on securities | 2004-08-31 | Rep | Asset management | 2004-08-31 |
| 3 | BIZ CORP LIMITED | Rep | Advising on corporate finance | 2003-08-16 | Rep | Advising on securities | 2003-08-16 | Rep | Asset management | 2003-08-16 |
| 4 | OVERLOOK INVESTMENTS LIMITED | Rep | Advising on futures contracts | 2007-07-24 | 2009-12-31 | Rep | Advising on securities | 2007-07-24 | 2009-12-31 | Rep | Asset management | 2007-07-24 | 2017-06-01 | RO | Asset management | 2017-06-01 |
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