Squire, James St John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-08-16 | |
| 2 | BIZ CORP LIMITED | Rep | Advising on corporate finance | 2003-08-16 | |
| 3 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-08-31 | |
| 4 | BALLINGAL INVESTMENT ADVISORS LIMITED | Rep | Advising on futures contracts | 2004-09-06 | 2004-09-23 |
| 5 | OVERLOOK INVESTMENTS LIMITED | Rep | Advising on futures contracts | 2007-07-24 | 2009-12-31 |
| 6 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2004-08-31 | |
| 7 | BIZ CORP LIMITED | Rep | Advising on securities | 2003-08-16 | |
| 8 | BALLINGAL INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2004-09-06 | 2004-09-23 |
| 9 | OVERLOOK INVESTMENTS LIMITED | Rep | Advising on securities | 2007-07-24 | 2009-12-31 |
| 10 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Asset management | 2004-08-31 | |
| 11 | BIZ CORP LIMITED | Rep | Asset management | 2003-08-16 | |
| 12 | BALLINGAL INVESTMENT ADVISORS LIMITED | Rep | Asset management | 2004-09-06 | 2004-09-23 |
| 13 | OVERLOOK INVESTMENTS LIMITED | Rep | Asset management | 2007-07-24 | 2017-06-01 |
| 14 | BALLINGAL INVESTMENT ADVISORS LIMITED | RO | Advising on futures contracts | 2004-09-23 | 2007-06-30 |
| 15 | BALLINGAL INVESTMENT ADVISORS LIMITED | RO | Advising on securities | 2004-09-23 | 2007-06-30 |
| 16 | BALLINGAL INVESTMENT ADVISORS LIMITED | RO | Asset management | 2004-09-23 | 2007-06-30 |
| 17 | OVERLOOK INVESTMENTS LIMITED | RO | Asset management | 2017-06-01 |
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