Chan, Kent W B
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2010-08-30 | 2011-08-02 | Rep | Advising on securities | 2012-01-17 | 2015-06-23 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2005-10-05 | 2007-03-19 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2007-06-01 | 2008-09-29 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-13 | 2010-06-03 |
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