Lee, Mickey Wing Tak 李永德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADMIS Hong Kong Limited | Rep | Advising on futures contracts | 2004-05-31 | |
| 2 | ADMIS Hong Kong Limited | Rep | Asset management | 2004-02-19 | |
| 3 | Newedge Broker Limited | Rep | Automated trading services | 2004-08-02 | 2005-09-08 |
| 4 | ADMIS Hong Kong Limited | Rep | Dealing in futures contracts | 2004-05-31 | KGI FUTURES (HONG KONG) LIMITED | Rep | 2004-06-04 | 2004-07-21 | Newedge Broker Limited | Rep | 2004-08-02 | 2005-09-08 | RBS Asia Futures Limited | Rep | 2005-09-12 | 2006-10-01 | R.J. O'Brien & Associates HK Limited | Rep | 2007-10-29 | 2011-03-08 | R.J. O'Brien & Associates HK Limited | RO | 2011-03-08 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2004-07-02 | 2004-07-21 | KGI SECURITIES (HONG KONG) LIMITED | Rep | 2004-07-02 | 2004-07-21 | Newedge Broker Limited | Rep | 2004-08-02 | 2005-09-08 | Credit Agricole Securities (Asia) Limited | Rep | 2005-09-12 | 2006-10-01 |
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