McBain, Mary Charlotte
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PEAK CAPITAL LIMITED (b2004-03-30) | Rep | Advising on securities | 2022-08-25 | |
| 2 | PEAK CAPITAL LIMITED (b2004-03-30) | Rep | Asset management | 2022-08-25 | |
| 3 | PEAK CAPITAL LIMITED (b2004-03-30) | Rep | Dealing in securities | 2022-08-25 | |
| 4 | ANGLO CHINESE SECURITIES, LIMITED (HK) | RO | Advising on securities | 2003-10-20 | |
| 5 | ANGLO CHINESE SECURITIES, LIMITED (HK) | RO | Asset management | 2003-10-20 | |
| 6 | BALLINGAL INVESTMENT ADVISORS LIMITED | RO | Advising on futures contracts | 2004-08-13 | 2006-01-12 |
| 7 | BALLINGAL INVESTMENT ADVISORS LIMITED | RO | Advising on securities | 2004-08-13 | 2006-01-12 |
| 8 | BALLINGAL INVESTMENT ADVISORS LIMITED | RO | Asset management | 2004-08-13 | 2006-01-12 |
| 9 | BALLINGAL INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2006-03-13 | 2006-04-24 |
| 10 | Ruffer (Asia) Limited | RO | Asset management | 2008-06-05 | 2022-01-17 |
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