Ng, Wai Ming (SFC:ABN465) 伍渭明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEE'S SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-01-03 | 2010-03-31 |
| 2 | Lees Securities Co. | Rep | Advising on corporate finance | 2003-09-17 | Rep | Advising on securities | 2003-09-17 | Rep | Asset management | 2003-09-17 | Rep | Dealing in securities | 2005-01-03 |
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