Chan, Hon Ming (SFC:ABN595) 陳漢明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beevest Fortune Asset Management Limited | RO | Asset management | 2012-08-15 | 2015-07-02 | RO | Advising on securities | 2015-06-22 | 2015-07-02 |
| 2 | Pinnacle Investment Management Limited | RO | Asset management | 2016-06-29 | RO | Advising on securities | 2022-07-21 | RO | Dealing in securities | 2022-07-21 |
| 3 | PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) | RO | Advising on securities | 2008-08-12 | 2009-03-18 | RO | Asset management | 2008-08-12 | 2009-03-18 |
| 4 | SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2007-09-18 | 2007-10-17 | Rep | Asset management | 2007-09-18 | 2007-10-17 | RO | Advising on securities | 2007-10-17 | 2011-01-01 | RO | Asset management | 2007-10-17 | 2011-01-01 |
| 5 | SINOPAC FUTURES (ASIA) LIMITED | RO | Dealing in futures contracts | 2004-03-01 | Rep | Advising on futures contracts | 2006-08-08 | 2006-11-24 | Rep | Dealing in futures contracts | 2006-08-08 | 2006-11-24 | RO | Advising on futures contracts | 2006-11-24 | 2007-07-01 | RO | Dealing in futures contracts | 2006-11-24 | 2007-07-01 |
| 6 | SINOPAC SECURITIES (ASIA) LIMITED | RO | Advising on corporate finance | 2004-03-01 | RO | Advising on securities | 2004-03-01 | RO | Asset management | 2004-03-01 | RO | Dealing in securities | 2004-03-01 | Rep | Advising on securities | 2006-08-08 | 2006-11-24 | Rep | Asset management | 2006-08-08 | 2006-11-24 | Rep | Dealing in securities | 2006-08-08 | 2006-11-24 | RO | Advising on securities | 2006-11-24 | 2007-07-01 | RO | Asset management | 2006-11-24 | 2007-07-01 | RO | Dealing in securities | 2006-11-24 | 2007-07-01 |
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