Leung, Wing Kei 梁榮基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-09-19 | 2012-01-05 | RO | Dealing in futures contracts | 2012-01-05 | 2012-07-20 | Rep | Leveraged foreign exchange trading | 2012-01-27 | 2012-07-20 |
| 2 | CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | RO | Dealing in futures contracts | 2007-10-18 | 2011-08-25 |
| 3 | CVP Securities Limited | Rep | Dealing in futures contracts | 2018-02-12 | 2018-03-01 | Rep | Dealing in securities | 2018-02-12 | 2018-03-01 | RO | Dealing in futures contracts | 2018-03-01 | 2021-10-21 | RO | Dealing in securities | 2018-03-01 | 2021-10-21 |
| 4 | Hongkong Yifu International Futures Limited | RO | Dealing in futures contracts | 2022-01-24 | 2023-06-30 | RO | Dealing in securities | 2022-01-24 | 2023-06-30 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-08-14 | 2012-09-11 | RO | Dealing in futures contracts | 2012-09-11 | 2018-02-02 | Rep | Dealing in securities | 2012-11-06 | 2014-03-24 | RO | Dealing in securities | 2014-03-24 | 2018-02-02 |
| 6 | UPBEST COMMODITIES COMPANY LIMITED | Rep | Advising on futures contracts | 2003-07-03 | Rep | Asset management | 2003-07-03 | Rep | Dealing in futures contracts | 2007-10-12 |
| 7 | UPBEST SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-07-03 | Rep | Advising on securities | 2003-07-03 | Rep | Asset management | 2003-07-03 | Rep | Dealing in securities | 2007-10-12 |
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