Li, Yan Huen 李潤壎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABN AMRO Clearing (Futures) Hong Kong Limited | Rep | Dealing in futures contracts | 2004-11-19 | 2005-03-03 |
| 2 | ABN AMRO Clearing Hong Kong Limited | Rep | Dealing in securities | 2004-11-19 | 2005-03-03 |
| 3 | HANG SENG FUTURES LIMITED | Rep | Advising on futures contracts | 2005-10-31 | 2007-06-16 | Rep | Dealing in futures contracts | 2005-10-31 | 2007-06-16 |
| 4 | REXCAPITAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-10-12 | 2004-11-08 |
| 5 | Sinofortune Securities Limited | Rep | Dealing in securities | 2003-12-24 | 2004-08-16 |
| 6 | WINGS SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2004-10-12 | 2004-11-08 |
| 7 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2003-12-24 | 2004-08-16 |
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