Lau, Wai Yin (SFC:ABN751) 劉偉賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GLS SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-08-25 | Rep | Advising on securities | 2004-08-25 | Rep | Asset management | 2004-08-25 | Rep | Automated trading services | 2004-08-25 | Rep | Dealing in securities | 2005-03-18 | Rep | Dealing in securities | 2008-03-31 | 2008-07-10 | RO | Dealing in securities | 2008-07-10 | 2009-03-31 |
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