Leung, Yiu Man 梁耀文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alpha Nova Capital Management Limited | Rep | Advising on securities | 2016-06-06 | 2016-06-10 | Rep | Asset management | 2016-06-06 | 2016-06-10 | RO | Advising on securities | 2016-06-10 | 2017-07-28 | RO | Asset management | 2016-06-10 | 2017-07-28 |
| 2 | Austen Capital Management Limited | Rep | Advising on securities | 2017-08-28 | 2017-10-26 | Rep | Asset management | 2017-08-28 | 2017-10-26 | RO | Advising on securities | 2017-10-26 | RO | Asset management | 2017-10-26 |
| 3 | China International Capital Corporation (International) Limited | Rep | Advising on corporate finance | 2005-01-19 | Rep | Advising on securities | 2005-01-19 | Rep | Asset management | 2005-01-19 |
| 4 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2005-01-19 | 2009-10-30 |
| 5 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2011-09-19 | 2015-01-07 | Rep | Dealing in securities | 2011-09-19 | 2015-01-07 |
| 6 | Pine Star Asset Management Limited | Rep | Advising on securities | 2015-04-08 | 2016-02-18 | Rep | Asset management | 2015-04-08 | 2016-02-18 | RO | Advising on securities | 2016-02-18 | 2016-05-26 | RO | Asset management | 2016-02-18 | 2016-05-26 |
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