Chen, James Chin Yu 陳展宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ge Shang Investment (Hong Kong) Limited | Rep | Advising on securities | 2004-12-13 | Rep | Asset management | 2004-12-13 | RO | Advising on securities | 2004-12-13 | 2011-06-24 | RO | Asset management | 2004-12-13 | 2011-06-24 |
| 2 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2012-05-04 | 2012-07-31 | Rep | Dealing in securities | 2012-05-04 | 2012-07-31 | RO | Advising on securities | 2012-07-31 | 2021-12-31 | RO | Dealing in securities | 2012-07-31 | 2021-12-31 |
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