Lee, Fu Kuen (SFC:ABP491) 李富權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-03-22 | Rep | Advising on securities | 2005-03-22 | Rep | Asset management | 2005-03-22 | Rep | Dealing in securities | 2005-04-02 |
2 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2005-04-18 | 2009-10-23 |
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