Chan, Johnson Ow 陳贊臣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ares Management Asia (Hong Kong) Limited | Rep | Advising on securities | 2009-06-03 | 2009-08-31 | Rep | Asset management | 2009-06-04 | 2009-08-31 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-05-02 | 2008-09-29 | Rep | Dealing in securities | 2008-05-02 | 2008-09-29 | Rep | Advising on securities | 2008-05-14 | 2008-09-29 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | Rep | Advising on securities | 2004-02-11 | Rep | Automated trading services | 2004-02-11 | Rep | Dealing in securities | 2008-03-17 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2004-02-11 | Rep | Dealing in futures contracts | 2008-03-17 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-10 | 2008-11-15 | Rep | Dealing in futures contracts | 2008-10-10 | 2008-11-15 | Rep | Dealing in securities | 2008-10-10 | 2008-11-15 |
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