Tse, Andy Ka Wai 謝家偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JIMEI SECURITIES LIMITED | Rep | Dealing in securities | 2014-08-05 | |
| 2 | KEE CHEONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-05-31 | 2006-12-22 |
| 3 | KINGSTON SECURITIES LIMITED | Rep | Automated trading services | 2003-07-04 | Rep | Advising on corporate finance | 2004-07-27 | Rep | Advising on securities | 2004-07-27 | Rep | Asset management | 2004-07-27 | Rep | Dealing in securities | 2004-07-27 |
| 4 | MANBLE SECURITIES LIMITED | Rep | Dealing in securities | 2004-12-20 | 2005-04-25 |
| 5 | ORIENT SECURITIES LIMITED | Rep | Dealing in securities | 2007-01-02 | 2007-05-07 |
| 6 | PO LEE SECURITIES LIMITED | Rep | Dealing in securities | 2011-09-20 | 2014-08-01 |
| 7 | WINTONE SECURITIES LIMITED | Rep | Dealing in securities | 2007-05-14 | 2011-09-01 | Rep | Dealing in futures contracts | 2010-01-05 | 2011-04-08 |
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