Chan, Mark Man Wai 陳孟為
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2004-11-26 | 2007-06-28 | Rep | Advising on corporate finance | 2004-11-29 | 2007-06-28 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2003-11-24 | 2004-10-05 |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2003-06-27 | 2004-10-05 |
| 4 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2014-03-21 | 2017-04-29 | Rep | Dealing in securities | 2014-03-21 | 2017-04-29 | Rep | Advising on corporate finance | 2015-07-13 | 2017-04-29 |
| 5 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2003-06-27 | 2003-11-24 | Rep | Dealing in securities | 2003-06-27 | 2003-11-24 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-04-09 | Rep | Advising on futures contracts | 2003-04-09 | Rep | Advising on securities | 2003-04-09 | Rep | Asset management | 2003-04-09 | Rep | Dealing in futures contracts | 2003-04-09 | Rep | Dealing in securities | 2003-04-09 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy