Ngan, George Kwok Tung 顏國棟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | RO | Dealing in securities | 2003-06-16 | 2007-01-31 | Rep | Dealing in securities | 2007-01-31 | 2008-12-31 |
| 2 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Advising on corporate finance | 2003-05-19 | Rep | Advising on securities | 2003-05-19 | Rep | Asset management | 2003-05-19 | Rep | Dealing in securities | 2003-06-16 | RO | Dealing in securities | 2003-06-16 | 2007-01-31 | Rep | Dealing in securities | 2007-01-31 | 2008-12-31 |
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